RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Jul 12, 2022 · Danvers, Ma
- T•••••••• F••••••••• I••• formerJun 6, 2017 to Dec 31, 2023 · Danvers, Ma
- C•••••• S••••• • C••• I••• national BDOct 5, 2005 to Sep 11, 2008 · Burlington, Ma
- T•••••••• F••••••••• I••• to O•••••••••left Dec 31, 2023, registered Jul 12, 2022 (-537 days) · Other · moved with a team
- C•••••• S••••• • C••• I••• to T•••••••• F••••••••• I•••left Sep 11, 2008, registered Jun 6, 2017 (3190 days) · Other
- C•••• K•••• P••••••• left T•••••••• F••••••••• I••• for Onedigital (registered 2022-07-12)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address