RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• A•••• B••••
- S••••• A••••••• I••• BD affiliated currentsince Jul 5, 2016 · Richmond, Va
- S••••• A••• A•••• M••••••••• I••• formerDec 9, 2011 to Jul 5, 2016 · Birmingham, Al
- A••••••• • S••••••••• I••••••••• formerApr 4, 2005 to Dec 12, 2011 · Richmond, Va
- A•• C•••••• A•••••••• I••• unclassifiedFeb 7, 2001 to Apr 4, 2005 · Richmond, Va
- S••••• A••• A•••• M••••••••• I••• to S••••• A••••••• I•••left Jul 5, 2016, registered Jul 5, 2016 (0 days) · Other · moved with a team
- A••••••• • S••••••••• I••••••••• to S••••• A••• A•••• M••••••••• I•••left Dec 12, 2011, registered Dec 9, 2011 (-3 days) · Other
- A•• C•••••• A•••••••• I••• to A••••••• • S••••••••• I•••••••••left Apr 4, 2005, registered Apr 4, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address