RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R• K•••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince Apr 28, 2022 · Berwyn, Pa
- G••••• F•••••••• G•••• formerJan 24, 2012 to Apr 27, 2022 · Cary, Nc
- C•••••• S••••• • C••• I••• national BDDec 31, 2001 to Dec 23, 2011 · Raleigh, Nc
- G••••• F•••••••• G•••• to G•••• V••••• A•••••• G••••• L••left Apr 27, 2022, registered Apr 28, 2022 (1 days) · RIA to RIA · moved with a team
- C•••••• S••••• • C••• I••• to G••••• F•••••••• G••••left Dec 23, 2011, registered Jan 24, 2012 (32 days) · Other
- J•••• R• K••••• left G••••• F•••••••• G•••• for G•••• V••••• A•••••• G••••• L•• (registered 2022-04-28)Apr 27, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address