RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• T••
- T••• I••••••••• A•••••••• L•• state registered currentsince Aug 22, 2011 · Chicago, Il
- B••••••••• L•• formerJul 15, 2011 to Jul 26, 2011 · Chicago, Il
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 22, 1999 to Jul 18, 2011 · Chicago, Il
- B••••••••• L•• to T••• I••••••••• A•••••••• L••left Jul 26, 2011, registered Aug 22, 2011 (27 days) · Other
- M•• I•••••••• S•••••••• L•• to B••••••••• L••left Jul 18, 2011, registered Jul 15, 2011 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address