RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• R••••••• B••••••
- A••••••• A•••• M••••••••• I••• mixed wealth currentsince Mar 2, 2016 · Lisle, Il
- J••• H•••••• D••••••••• L•• unclassifiedNov 10, 2003 to Dec 4, 2003 · Lombard, Il
- L•• F•••••••• L•• BD affiliatedApr 5, 2002 to Jan 7, 2003 · Bloomingdale, Il
- J••• H•••••• D••••••••• L•• to A••••••• A•••• M••••••••• I•••left Dec 4, 2003, registered Mar 2, 2016 (4472 days) · Other
- L•• F•••••••• L•• to J••• H•••••• D••••••••• L••left Jan 7, 2003, registered Nov 10, 2003 (307 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address