RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••• R••• B••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 10, 2020 · Olive Branch, Ms
- B••••••••• I••••••••• S•••••••• I••• formerMar 16, 2006 to Oct 5, 2009 · Corinth, Ms
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedFeb 28, 2006 to Mar 15, 2006 · Tupelo, Ms
- T•••••••• S••••••••• I••• unclassifiedJan 21, 2005 to Feb 28, 2006 · Jackson, Ms
- B••••••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••left Oct 5, 2009, registered Nov 10, 2020 (4054 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to B••••••••• I••••••••• S•••••••• I•••left Mar 15, 2006, registered Mar 16, 2006 (1 days) · Other
- T•••••••• S••••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Feb 28, 2006, registered Feb 28, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address