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Registered advisor
M••• B• S••••
Feed of 09/14/2026
Also filed as M••• S••••••••• B••• H••••••••• B••• S••••••••• B••• H•••••
At current firm
9 y
since Jan 6, 2017
In the industry
28 y
since Sep 17, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jan 6, 2017 · Cincinnati, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 15, 2013 to Jan 20, 2015 · Cincinnati, Oh
- E••••• J•••• national BDDec 7, 2010 to Apr 4, 2012 · Cincinnati, Oh
- N•••••• I••••••••• I••• unclassifiedAug 6, 2004 to Oct 20, 2006 · Cincinnati, Oh
- P•••••••• I••••••••• A••••••• I•• unclassifiedMay 29, 2002 to Oct 13, 2004 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P•• W••••• M•••••••••left Jan 20, 2015, registered Jan 6, 2017 (717 days) · Other
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 4, 2012, registered Jan 15, 2013 (286 days) · Other
- N•••••• I••••••••• I••• to E••••• J••••left Oct 20, 2006, registered Dec 7, 2010 (1509 days) · Other
- P•••••••• I••••••••• A••••••• I•• to N•••••• I••••••••• I•••left Oct 13, 2004, registered Aug 6, 2004 (-68 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address