DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Todd D Demko
Feed of 09/15/2026
At current firm
1 y
since Jan 6, 2025
In the industry
26 y
since Jul 27, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Jan 6, 2025 · Safety Harbor, Fl
- Flaharty Asset Management, LLC independent RIASep 30, 2013 to Nov 18, 2024 · Clearwater, Fl
- LPL Financial LLC BD affiliatedApr 8, 2005 to Nov 11, 2024 · Chardon, Oh
Moves
a registration end followed by a registration begin elsewhere
- Flaharty Asset Management, LLC to Ameriprise Financial Services, LLCleft Nov 18, 2024, registered Jan 6, 2025 (49 days) · RIA to affiliated broker-dealer or bank
- LPL Financial LLC to Flaharty Asset Management, LLCleft Nov 11, 2024, registered Sep 30, 2013 (-4060 days) · Other
Signals
- Todd D Demko left Flaharty Asset Management, Llc for Ameriprise Financial Services, Llc (registered 2025-01-06)Nov 18, 2024 · Advisor changed firm · fact
- Todd D Demko left Lpl Financial Llc for Flaharty Asset Management, Llc (registered 2013-09-30)Nov 11, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address