DFX Intelligence
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Registered advisor
Q••• H•• G•••••••••
Feed of 09/14/2026
Also filed as Q••• H•• M••••••• H•• M••••••• H•• G••••••••• H•• G••••••••• H•• M••
At current firm
0 y
since Feb 12, 2026
In the industry
28 y
since Sep 17, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••• I••••••••• C••••••••• state registered currentsince Feb 12, 2026 · Grand Rapids, Mi
- U•• A•••• M••••••••• ••• I••• unclassifiedSep 12, 2003 to Oct 3, 2005 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- U•• A•••• M••••••••• ••• I••• to B••••••• I••••••••• C•••••••••left Oct 3, 2005, registered Feb 12, 2026 (7437 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address