RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J• D••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 8, 2026 · Torrance, Ca
- L••••• F•••••••• G•••• former currentsince Jan 6, 2017 · Torrance, Ca
- A•••••• A••••••• S••••••• formerFeb 7, 2012 to Dec 23, 2016 · Torrance, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 15, 2008 to Feb 2, 2012 · Rolling Hills Estates, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 29, 2003 to Dec 18, 2008 · Rolling Hills Estates, Ca
- A•••••• A••••••• S••••••• to L••••• F•••••••• G••••left Dec 23, 2016, registered Jan 6, 2017 (14 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•••••• A••••••• S•••••••left Feb 2, 2012, registered Feb 7, 2012 (5 days) · Other
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 18, 2008, registered Dec 15, 2008 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address