RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- P•• P•••••• W••••• M••••••••• L•• independent RIA currentsince Apr 26, 2016 · Lutz, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedDec 10, 2009 to Apr 6, 2016 · Lutz, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 16, 1999 to Nov 30, 2009 · Tampa, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• to P•• P•••••• W••••• M••••••••• L••left Apr 6, 2016, registered Apr 26, 2016 (20 days) · Other · moved with a team
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 30, 2009, registered Dec 10, 2009 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address