DFX Intelligence
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Registered advisor
J••• E••• C•••••
Feed of 09/19/2026
Also filed as J••• E• C••••••••• E••• C••••••••• C•••••
At current firm
6 y
since Oct 15, 2019
In the industry
27 y
since Oct 27, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 18, 2026 · Boca Raton, Fl
- W•••• F•••• A••••••• wirehouse currentsince Oct 15, 2019 · Boca Raton, Fl
- W•••• F•••• A••••••• wirehouse currentsince Oct 15, 2019 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 4, 2012 to Oct 15, 2019 · Plantation, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 11, 2012 · Plantation, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 6, 2007 to Jun 1, 2009 · Plantation, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Aug 8, 2007 · Boca Raton, Fl
- M••••• S•••••• D• I••• unclassifiedMay 6, 2003 to Apr 2, 2007 · Boca Raton, Fl
All 6 prior registrationsShow fewer
- P••••••••• E••••• G••••• L•• unclassifiedNov 2, 1999 to May 9, 2003 · Coral Springs, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Oct 15, 2019, registered Oct 15, 2019 (0 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 11, 2012, registered Sep 4, 2012 (-7 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• • C•• L•• to C•••••••• G••••• M•••••• I•••left Aug 8, 2007, registered Aug 6, 2007 (-2 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
All 6 movesShow fewer
- P••••••••• E••••• G••••• L•• to M••••• S•••••• D• I•••left May 9, 2003, registered May 6, 2003 (-3 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address