RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• C•••• S••••••
- S•••••• I••••••••• C•••••• L•• state registered currentsince Jul 23, 2026 · Nashville, Tn
- C•••••••• A•••••••• L•• independent RIASep 9, 2025 to Jan 20, 2026 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 21, 2003 to Nov 25, 2003 · Atlanta , Ga
- C•••••••• A•••••••• L•• to S•••••• I••••••••• C•••••• L••left Jan 20, 2026, registered Jul 23, 2026 (184 days) · RIA to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• A•••••••• L••left Nov 25, 2003, registered Sep 9, 2025 (7959 days) · Wirehouse to independent RIA
- C•••• C•••• S•••••• left C•••••••• A•••••••• L•• for S•••••• I••••••••• C•••••• L•• (registered 2026-07-23)Jan 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address