RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• K•••• G•••••
- K•••••• C•••••• M••••••••• L•• independent RIA currentsince Jul 17, 2026 · Richmond, Va
- K•••••• C•••••• M••••••••• L•• independent RIAJan 24, 2006 to Dec 31, 2025 · Richmond, Va
- S••••••• I••••••••• S•••••••• I••• formerJun 13, 2005 to Jan 6, 2006 · Richmond, Va
- N••••••••• M••••• I••••••••• S••••••••• no RAUMFeb 23, 2005 to Jun 8, 2005 · Richmond, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 17, 1999 to Oct 22, 2002 · Richmond, Va
- S••••••• I••••••••• S•••••••• I••• to K•••••• C•••••• M••••••••• L••left Jan 6, 2006, registered Jan 24, 2006 (18 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to S••••••• I••••••••• S•••••••• I•••left Jun 8, 2005, registered Jun 13, 2005 (5 days) · Other
- C•••••••• G••••• M•••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Oct 22, 2002, registered Feb 23, 2005 (855 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address