DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Haas

Td Private Client Wealth LLCBD affiliatedMarlton, Njdual registrantIAPD 3115915

Feed of 09/14/2026

Also filed as Michael Taft Haas

At current firm

1 y

since Nov 26, 2024

In the industry

28 y

since Sep 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Td Private Client Wealth LLC BD affiliated current
since Nov 26, 2024 · Marlton, Nj
Citizens Private Wealth BD affiliated
Sep 29, 2022 to Nov 18, 2024 · Tarrytown, Ny
Citizens Securities, Inc. BD affiliated
Sep 29, 2022 to Nov 18, 2024 · Conshohocken, Pa
Charles Schwab & Co., Inc. national BD
Mar 14, 2022 to Sep 19, 2022 · Marlton, Nj
Td Ameritrade, Inc. former
Oct 4, 2021 to Sep 17, 2022 · Marlton, Nj
Td Ameritrade Investment Management, LLC former
Oct 4, 2021 to Sep 17, 2022 · Marlton, Nj
Td Ameritrade Investment Management, LLC former
Jun 29, 2009 to Dec 31, 2020 · Philadelphia, Pa
Td Ameritrade, Inc. former
Jun 29, 2009 to Jan 11, 2021 · Philadelphia, Pa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 7, 2006 to Mar 18, 2009 · Mount Laurel, Nj

Moves

a registration end followed by a registration begin elsewhere

Citizens Securities, Inc. to Citizens Private Wealth
left Nov 18, 2024, registered Sep 29, 2022 (-781 days) · Affiliated broker-dealer or bank to independent RIA
Citizens Private Wealth to Td Private Client Wealth LLC
left Nov 18, 2024, registered Nov 26, 2024 (8 days) · RIA to affiliated broker-dealer or bank
Charles Schwab & Co., Inc. to Citizens Securities, Inc.
left Sep 19, 2022, registered Sep 29, 2022 (10 days) · Affiliated broker-dealer or bank to another
Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.
left Sep 17, 2022, registered Mar 14, 2022 (-187 days) · channel change inside one enterprise, not a move
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Sep 17, 2022, registered Oct 4, 2021 (-348 days) · channel change inside one enterprise, not a move
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left Dec 31, 2020, registered Jun 29, 2009 (-4203 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Td Ameritrade Investment Management, LLC
left Mar 18, 2009, registered Jun 29, 2009 (103 days) · Other

Signals

Michael Haas left Citizens Private Wealth for Td Private Client Wealth Llc (registered 2024-11-26)
Nov 18, 2024 · Advisor changed firm · fact
Michael Haas left Citizens Securities, Inc. for Citizens Private Wealth (registered 2022-09-29)
Nov 18, 2024 · Advisor changed firm · fact
Michael Haas left Charles Schwab & Co., Inc. for Citizens Securities, Inc. (registered 2022-09-29)
Sep 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address