DFX Intelligence
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Registered advisor
J••••• E• G•••••••
Feed of 09/15/2026
Also filed as J••••• E••• G•••••••
At current firm
1 y
since Mar 31, 2025
In the industry
27 y
since Jun 24, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Cherry Hill, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 31, 2025 · Boston, Ma
- S•••••••• A••••••• L•• national BDFeb 13, 2012 to Jul 13, 2018 · Wilmington, De
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 15, 2011 to Dec 15, 2011 · Mount Laurel, Nj
- A••••• A•• P••••••• S••••••• BD affiliatedNov 5, 2007 to Sep 22, 2011 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to S•••••••• A••••••• L••left Dec 15, 2011, registered Feb 13, 2012 (60 days) · Other
- A••••• A•• P••••••• S••••••• to V•••• F•••••••• A•••••••• I•••left Sep 22, 2011, registered Nov 15, 2011 (54 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address