RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W••••• A•••••••• L•• other currentsince Feb 11, 2026 · Orinda, Ca
- W••••• A•••••••• L•• unclassifiedJun 30, 2008 to Oct 21, 2008 · Oakland, Ca
- W•••••• • R••• formerJun 29, 2006 to Apr 22, 2008 · Concord, Ca
- W••••• A•••••••• L•• to W••••• A•••••••• L••left Oct 21, 2008, registered Feb 11, 2026 (6322 days) · Other
- W•••••• • R••• to W••••• A•••••••• L••left Apr 22, 2008, registered Jun 30, 2008 (69 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address