T••• M•••••• F••••••

• C••••••• S••••••••• I••• BD affiliated current
  since Aug 6, 2013 · Milford, Nh
• M•• I•••••••• S•••••••• L•• BD affiliated
  Aug 24, 2012 to Jul 26, 2013 · Bedford, Nh
• N••• F•••••••• G••••• I••• former
  Feb 4, 2009 to Jun 21, 2012 · Houston, Tx
• C••••••• S••••••••• I••• BD affiliated
  Oct 14, 2005 to Feb 6, 2009 · Bedford, Nh

• M•• I•••••••• S•••••••• L•• to C••••••• S••••••••• I•••
  left Jul 26, 2013, registered Aug 6, 2013 (11 days) · Other
• N••• F•••••••• G••••• I••• to M•• I•••••••• S•••••••• L••
  left Jun 21, 2012, registered Aug 24, 2012 (64 days) · Other
• C••••••• S••••••••• I••• to N••• F•••••••• G••••• I•••
  left Feb 6, 2009, registered Feb 4, 2009 (-2 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address