M•••••• M••••••• W•••

O•••• W•••••• I•••BD affiliatedBloomington, In dual registrantIAPD 3124249

Feed of 09/14/2026

At current firm

1 y

since Oct 11, 2024

In the industry

27 y

since Oct 14, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Oct 11, 2024 · Bloomington, In
A••••••• P••••••••• A•••••••• I•• former
Oct 7, 2005 to Oct 11, 2024 · Holbrook, Ny
M•• I•••••••• S•••••••• L•• BD affiliated
Jun 23, 2003 to Sep 27, 2005 · Bloomington, In

Moves

a registration end followed by a registration begin elsewhere

A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••
left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
M•• I•••••••• S•••••••• L•• to A••••••• P••••••••• A•••••••• I••
left Sep 27, 2005, registered Oct 7, 2005 (10 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address