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RIA Intelligence
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Registered advisor
B•••• D•••• R••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as B•••• D•••• R••••••
At current firm
4 y
since May 18, 2022
In the industry
27 y
since Oct 1, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 18, 2022 · Philadelphia, Pa
- C••• B•••••••• S•••••••• I••• formerDec 10, 2002 to May 18, 2022 · Philadelphia, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 25, 1999 to Dec 3, 2002 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C••• B•••••••• S•••••••• I•••left Dec 3, 2002, registered Dec 10, 2002 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address