RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C•••••• B••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Mar 12, 2012 · Dallas, Tx
- S••••••• S••••••••• L••••• state registeredAug 23, 1999 to Dec 31, 2006 · Addison, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 4, 1999 to Apr 11, 2012 · Addison, Tx
- M•• I•••••••• S•••••••• L•• to S••••••• S••••••••• L•••••left Apr 11, 2012, registered Aug 23, 1999 (-4615 days) · Other
- S••••••• S••••••••• L••••• to R••••• W• B•••• • C•• I•••••••••left Dec 31, 2006, registered Mar 12, 2012 (1898 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address