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Registered advisor
A•••••• Q••••••
Feed of 09/15/2026
Also filed as Annette Freeman
At current firm
1 y
since Nov 14, 2024
In the industry
27 y
since Nov 5, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Cockeysville, Md
- P•••• S••••••••• L•• no RAUMDec 19, 2019 to Nov 14, 2024 · Hunt Valley, Md
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 12, 2014 to Dec 16, 2019 · Lutherville, Md
- L•• F•••••••• L•• BD affiliatedFeb 28, 2008 to Feb 13, 2014 · Baltimore, Md
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJun 30, 2003 to Jan 18, 2008 · Severna Park, Md
- E•••• N••••••• S••••••••• I••• formerMay 12, 2003 to Jul 1, 2003 · Baltimore, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 24, 2002 to Apr 22, 2003 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to P•••• S••••••••• L••left Dec 16, 2019, registered Dec 19, 2019 (3 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Feb 13, 2014, registered Feb 12, 2014 (-1 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jan 18, 2008, registered Feb 28, 2008 (41 days) · Other
- E•••• N••••••• S••••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Jul 1, 2003, registered Jun 30, 2003 (-1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••• N••••••• S••••••••• I•••left Apr 22, 2003, registered May 12, 2003 (20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address