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Registered advisor
A••• C•••••• G•••••••
Feed of 09/15/2026
Also filed as A••• C•••••• G••••••••• C•••••• G••••••••• C•••••• G••••••••• C•••••• G•••••••••
At current firm
12 y
since May 28, 2014
In the industry
27 y
since Nov 2, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 28, 2014 · Radnor, Pa
- P•• W••••• M••••••••• BD affiliatedNov 18, 2013 to Mar 7, 2014 · Philadelphia, Pa
- S•••••••• A••••••• L•• national BDMar 26, 2008 to Jan 11, 2011 · Philadelphia, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDNov 25, 2003 to Jan 26, 2006 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left Mar 7, 2014, registered May 28, 2014 (82 days) · Other
- S•••••••• A••••••• L•• to P•• W••••• M•••••••••left Jan 11, 2011, registered Nov 18, 2013 (1042 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S•••••••• A••••••• L••left Jan 26, 2006, registered Mar 26, 2008 (790 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address