RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C•••• C•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · N Marshfield, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDJan 19, 2010 to Apr 23, 2012 · Middleton, Ma
- L•• F•••••••• L•• BD affiliatedMar 27, 2006 to Mar 24, 2009 · Boston, Ma
- B••• A•••••••• L•• formerJul 22, 2005 to Sep 19, 2005 · Boston, Ma
- A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Apr 23, 2012, registered Jun 29, 2023 (4084 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Mar 24, 2009, registered Jan 19, 2010 (301 days) · Other
- B••• A•••••••• L•• to L•• F•••••••• L••left Sep 19, 2005, registered Mar 27, 2006 (189 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address