DFX Intelligence
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Registered advisor
T••••• K•••• D••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T••••• K•••• D••••••••• K• D••••••••• K• D•••••••••
At current firm
10 y
since Aug 19, 2016
In the industry
27 y
since May 27, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 19, 2016 · Tampa, Fl
- B••• S••••••••• L•• formerDec 10, 2019 to Feb 17, 2021 · Saint Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDOct 2, 2015 to Jan 12, 2016 · St. Petersburg, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 6, 2008 to Oct 9, 2015 · Beaumont, Tx
- W•••• F•••• A••••••• wirehouseJul 17, 2002 to Jun 11, 2008 · Tampa, Fl
- U•• F•••••••• S••••••• I••• wirehouseMay 27, 1999 to Jul 18, 2002 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to no registered destinationleft Feb 17, 2021 · Departure, no registered destination
- R•••••• J•••• • A••••••••• I••• to T••••• A••••••• S•••••••• I•••left Jan 12, 2016, registered Aug 19, 2016 (220 days) · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Oct 9, 2015, registered Oct 2, 2015 (-7 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 11, 2008, registered Jun 6, 2008 (-5 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jul 18, 2002, registered Jul 17, 2002 (-1 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address