RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• A••• B•••••••••
- I•• A•••••••• L•• independent RIA currentsince Jun 4, 2019 · Port St Lucie, Fl
- I••••• F•••••••• C••••••••• formerJan 15, 2016 to Feb 15, 2018 · Port Saint Lucie, Fl
- N•• A•••••• S•••••••• L•• formerDec 12, 2005 to Jan 22, 2016 · Port St. Lucie, Fl
- V•••••• A•••••••• I••• BD affiliatedMar 7, 2001 to Dec 2, 2005 · Port St. Lucie, Fl
- I••••• F•••••••• C••••••••• to I•• A•••••••• L••left Feb 15, 2018, registered Jun 4, 2019 (474 days) · Other
- N•• A•••••• S•••••••• L•• to I••••• F•••••••• C•••••••••left Jan 22, 2016, registered Jan 15, 2016 (-7 days) · Other · moved with a team
- V•••••• A•••••••• I••• to N•• A•••••• S•••••••• L••left Dec 2, 2005, registered Dec 12, 2005 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address