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RIA Intelligence
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Registered advisor
J•••• J•••••• Z•••••
Feed of 09/15/2026
At current firm
8 y
since Jan 4, 2018
In the industry
27 y
since Oct 9, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 4, 2018 · Marlton, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 14, 2010 to May 6, 2016 · Solana Beach, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedApr 21, 2010 to Sep 2, 2010 · San Diego, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Mar 10, 2010 · San Francisco, Ca
- C••••••• I••••••••• S••••••• unclassifiedDec 21, 2005 to May 29, 2007 · Costa Mesa, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to C•••••• S••••• • C••• I•••left May 6, 2016, registered Jan 4, 2018 (608 days) · Other
- U••• B•••••• A•••••••• L•• to C•••••••• G••••• M•••••• I•••left Sep 2, 2010, registered Sep 14, 2010 (12 days) · Other
- C•••••••• G••••• M•••••• I••• to U••• B•••••• A•••••••• L••left Mar 10, 2010, registered Apr 21, 2010 (42 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address