DFX Intelligence
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Registered advisor
V••• J••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as V••• J••••••••• S••••••••• S••••••••• J••••••
At current firm
9 y
since Feb 24, 2017
In the industry
20 y
since May 1, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Feb 24, 2017 · Monroe, Mi
- L•• F•••••••• L•• BD affiliatedOct 11, 2011 to Mar 3, 2017 · Monroe, Mi
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJan 24, 2011 to Oct 11, 2011 · Monroe, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 2, 2006 to Jan 11, 2011 · Farmington Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to F•••• T•••• S••••••••• I•••left Mar 3, 2017, registered Feb 24, 2017 (-7 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Oct 11, 2011, registered Oct 11, 2011 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•••• F•••••••• S••••••• G••••• I•••left Jan 11, 2011, registered Jan 24, 2011 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address