K•••••• M• M•••••

• U•• F•••••••• S••••••• I••• wirehouse current
  since May 4, 2023 · Nashville, Tn
• R•• C•••••• M••••••• L•• national BD
  Oct 27, 2022 to May 11, 2023 · Indianapolis, In
• U•• F•••••••• S••••••• I••• wirehouse
  Apr 26, 2019 to Nov 4, 2022 · New Albany, Oh

• R•• C•••••• M••••••• L•• to U•• F•••••••• S••••••• I•••
  left May 11, 2023, registered May 4, 2023 (-7 days) · Affiliated broker-dealer or bank to wirehouse
• U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••
  left Nov 4, 2022, registered Oct 27, 2022 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

• ••• Locked
  May 11, 2023 · Advisor changed firm · fact
• ••• Locked
  Nov 4, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address