RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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G••••• P••• C••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 18, 2025 · Ocean Springs, Ms
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Jul 2, 2025 · St. Petersburg, Fl
- S••••••••• A•••••• A•••••••• I••• formerDec 7, 2017 to Jun 14, 2024 · Biloxi, Ms
- S•• I••••••••• I••• formerJul 1, 2015 to Dec 8, 2017 · Biloxi, Ms
- L•• F•••••••• L•• BD affiliatedApr 23, 2010 to Jul 10, 2015 · Biloxi, Ms
- M••••• K••••• • C••••••• L•• formerAug 11, 2005 to Apr 23, 2010 · Mobile, Al
- O•••• W•••••• I••• to L•• F•••••••• L••left Jul 2, 2025, registered Jul 18, 2025 (16 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- S•• I••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 8, 2017, registered Dec 7, 2017 (-1 days) · Other
- L•• F•••••••• L•• to S•• I••••••••• I•••left Jul 10, 2015, registered Jul 1, 2015 (-9 days) · Other
- M••••• K••••• • C••••••• L•• to L•• F•••••••• L••left Apr 23, 2010, registered Apr 23, 2010 (0 days) · Other
- G••••• P••• C•••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2025-07-18)Jul 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address