RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• S•••• D••••••
- B•• F•••••••• M••••••••• C•• state registered currentsince May 1, 2014 · Bethany, Mo
- N•••••• F•••••••• G••••• I••• independent RIAFeb 15, 2012 to Dec 31, 2013 · Cedar Rapids, Ia
- N•••••• F•••••••• G••••• I••• independent RIAJun 8, 2010 to May 10, 2011 · Cedar Rapids, Ia
- L••••• F•••••••• I•• formerFeb 21, 2006 to Dec 10, 2009 · Overland Park, Ks
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMar 25, 2002 to Feb 13, 2006 · Olathe, Ks
- N•••••• F•••••••• G••••• I••• to B•• F•••••••• M••••••••• C••left Dec 31, 2013, registered May 1, 2014 (121 days) · Other
- L••••• F•••••••• I•• to N•••••• F•••••••• G••••• I•••left Dec 10, 2009, registered Jun 8, 2010 (180 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to L••••• F•••••••• I••left Feb 13, 2006, registered Feb 21, 2006 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address