DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Thomas Mundo
Feed of 09/14/2026
Also filed as Michael Mundo
At current firm
0 y
since May 21, 2026
In the industry
27 y
since Dec 30, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince May 21, 2026 · Lakewood Ranch, Fl
- LPL Financial LLC BD affiliatedFeb 6, 2023 to Jun 4, 2026 · Lakewood Ranch, Fl
- Securities America Advisors, Inc. formerJul 17, 2020 to Feb 6, 2023 · South Windsor, Ct
- Investacorp Advisory Services Inc formerJan 6, 2008 to Jul 17, 2020 · South Windsor, Ct
- Ladenburg Thalmann Asset Management Inc otherAug 23, 2004 to Jan 29, 2009 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Osaic Wealth, Inc.left Jun 4, 2026, registered May 21, 2026 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
- Securities America Advisors, Inc. to LPL Financial LLCleft Feb 6, 2023, registered Feb 6, 2023 (0 days) · corporate re-registration, not a move
- Investacorp Advisory Services Inc to Securities America Advisors, Inc.left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- Ladenburg Thalmann Asset Management Inc to Investacorp Advisory Services Incleft Jan 29, 2009, registered Jan 6, 2008 (-389 days) · Other
Signals
- Michael Thomas Mundo left Lpl Financial Llc for Osaic Wealth, Inc. (registered 2026-05-21)Jun 4, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address