DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Steven Wildeman
Feed of 09/14/2026
At current firm
5 y
since Jul 21, 2021
In the industry
27 y
since Dec 22, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 21, 2021 · Waukesha, Wi
- Waddell & Reed formerAug 14, 2015 to Jul 21, 2021 · Waukesha, Wi
- Fintegra, LLC formerFeb 11, 2009 to Aug 14, 2015 · Oak Creek, Wi
- Northland Asset Management independent RIAJan 8, 2008 to Feb 3, 2009 · Milwaukee, Wi
- First Midamerica Investment Corporation unclassifiedSep 12, 2007 to Dec 31, 2007 · Milwaukee, Wi
- Chase Investment Services Corp. formerJul 6, 2005 to Nov 10, 2005 · New Berlin, Wi
- Banc One Securities Corporation unclassifiedSep 25, 2002 to Jul 6, 2005 · New Berlin, Wi
Moves
a registration end followed by a registration begin elsewhere
- Waddell & Reed to LPL Financial LLCleft Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- Fintegra, LLC to Waddell & Reedleft Aug 14, 2015, registered Aug 14, 2015 (0 days) · Other
- Northland Asset Management to Fintegra, LLCleft Feb 3, 2009, registered Feb 11, 2009 (8 days) · Other
- First Midamerica Investment Corporation to Northland Asset Managementleft Dec 31, 2007, registered Jan 8, 2008 (8 days) · Other
- Chase Investment Services Corp. to First Midamerica Investment Corporationleft Nov 10, 2005, registered Sep 12, 2007 (671 days) · Other
- Banc One Securities Corporation to Chase Investment Services Corp.left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address