RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••• L•••• B•••••
- B•••• E•••••• W••••• S••••••••• independent RIA currentsince Jul 18, 2022 · Lynchburg, Va
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Jul 22, 2022 · Irving, Tx
- 1•• G••••• A••••••• I•• formerMay 11, 1999 to Oct 25, 2019 · Midlothian, Va
- A•••••• A••••••• S••••••• to B•••• E•••••• W••••• S•••••••••left Jul 22, 2022, registered Jul 18, 2022 (-4 days) · Affiliated broker-dealer or bank to independent RIA
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- B••• L•••• B••••• left A•••••• A••••••• S••••••• for B•••• E•••••• W••••• S••••••••• (registered 2022-07-18)Jul 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address