DFX Intelligence
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Registered advisor
R••••• B••••
Feed of 09/14/2026
Also filed as R••••• B••••••••• B••••
At current firm
0 y
since May 18, 2026
In the industry
26 y
since Dec 27, 1999 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince May 18, 2026 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 24, 2025 to May 1, 2026 · Los Angeles, Ca
- M••••• S•••••• wirehouseDec 12, 2023 to May 20, 2025 · Los Angeles, Ca
- J••• M••••• S••••••••• L•• wirehouseApr 12, 2022 to Dec 1, 2023 · Columbus, Oh
- M••••• S•••••• wirehouseMay 11, 2015 to Apr 18, 2022 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseMay 8, 2013 to Jul 1, 2013 · New York, Ny
All 9 prior registrationsShow fewer
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 15, 2012 to May 9, 2013 · Long Island City, Ny
- J••• M••••• S••••••••• L•• wirehouseSep 18, 2006 to Sep 1, 2011 · Los Angeles, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 24, 2005 to Aug 29, 2006 · Newport Beach, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 20, 2004 to May 12, 2005 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left May 1, 2026, registered May 18, 2026 (17 days) · Wirehouse to wirehouse
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 20, 2025, registered Apr 24, 2025 (-26 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to M••••• S••••••left Dec 1, 2023, registered Dec 12, 2023 (11 days) · Wirehouse to wirehouse
- M••••• S•••••• to J••• M••••• S••••••••• L••left Apr 18, 2022, registered Apr 12, 2022 (-6 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jul 1, 2013, registered May 11, 2015 (679 days) · Wirehouse to wirehouse
All 9 movesShow fewer
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left May 9, 2013, registered May 8, 2013 (-1 days) · Other
- J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Sep 1, 2011, registered Jun 15, 2012 (288 days) · Other
- C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••left Aug 29, 2006, registered Sep 18, 2006 (20 days) · Other
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left May 12, 2005, registered May 24, 2005 (12 days) · Other
Signals
- ••• LockedMay 1, 2026 · Advisor changed firm · fact
- ••• LockedMay 20, 2025 · Advisor changed firm · fact
- ••• LockedDec 1, 2023 · Advisor changed firm · fact
- ••• LockedApr 18, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address