DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Janeen Dulcinea Ingram

LPL Financial LLCBD affiliatedCarson City, Nvdual registrantIAPD 3159867

Feed of 09/14/2026

Also filed as Janeen Dulcinea Conneau

At current firm

1 y

since May 6, 2025

In the industry

27 y

since May 18, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 6, 2025 · Carson City, Nv
Calton & Associates, Inc. independent RIA
May 1, 2018 to Jun 2, 2025 · Folsom, Ca
Ameritas Advisory Services former
Mar 23, 2009 to May 30, 2018 · Sacramento, Ca
Ast Investment Services, Inc. asset manager
Feb 20, 2008 to Dec 22, 2008 · Shelton, Ct
A. G. Edwards & Sons, Inc. unclassified
May 17, 2004 to Jun 13, 2005 · Sacramento, Ca
Morgan Stanley Dw Inc. unclassified
May 1, 2000 to Dec 9, 2002 · Sacramento, Ca

Moves

a registration end followed by a registration begin elsewhere

Calton & Associates, Inc. to LPL Financial LLC
left Jun 2, 2025, registered May 6, 2025 (-27 days) · RIA to affiliated broker-dealer or bank
Ameritas Advisory Services to Calton & Associates, Inc.
left May 30, 2018, registered May 1, 2018 (-29 days) · Affiliated broker-dealer or bank to independent RIA
Ast Investment Services, Inc. to Ameritas Advisory Services
left Dec 22, 2008, registered Mar 23, 2009 (91 days) · Other
A. G. Edwards & Sons, Inc. to Ast Investment Services, Inc.
left Jun 13, 2005, registered Feb 20, 2008 (982 days) · Other
Morgan Stanley Dw Inc. to A. G. Edwards & Sons, Inc.
left Dec 9, 2002, registered May 17, 2004 (525 days) · Other

Signals

Janeen Dulcinea Ingram left Calton & Associates, Inc. for Lpl Financial Llc (registered 2025-05-06)
Jun 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address