DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kevin Thomas Noll

LPL Financial LLCBD affiliatedFort Wayne, Indual registrantIAPD 3159958

Feed of 09/14/2026

At current firm

0 y

since Mar 18, 2026

In the industry

27 y

since Feb 3, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Mar 18, 2026 · Fort Wayne, In
1834 Investment Advisors Co. mixed wealth
Dec 16, 2024 to Aug 6, 2025 · Fort Wayne, In
LPL Financial LLC BD affiliated
Dec 4, 2012 to Aug 21, 2025 · Fort Wayne, In
Cetera Investment Services LLC former
Jul 22, 2004 to Dec 5, 2012 · Fort Wayne, In
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 7, 2001 to Jul 9, 2004 · Fort Wayne, In

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to 1834 Investment Advisors Co.
left Aug 21, 2025, registered Dec 16, 2024 (-248 days) · Affiliated broker-dealer or bank to independent RIA
1834 Investment Advisors Co. to LPL Financial LLC
left Aug 6, 2025, registered Mar 18, 2026 (224 days) · RIA to affiliated broker-dealer or bank
Cetera Investment Services LLC to LPL Financial LLC
left Dec 5, 2012, registered Dec 4, 2012 (-1 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cetera Investment Services LLC
left Jul 9, 2004, registered Jul 22, 2004 (13 days) · Other

Signals

Kevin Thomas Noll left Lpl Financial Llc for 1834 Investment Advisors Co. (registered 2024-12-16)
Aug 21, 2025 · Advisor changed firm · fact
Kevin Thomas Noll left 1834 Investment Advisors Co. for Lpl Financial Llc (registered 2026-03-18)
Aug 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address