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Registered advisor
W••••• J•••• S•••••
Feed of 09/14/2026
Also filed as Jamie S•••••
At current firm
10 y
since Nov 4, 2015
In the industry
27 y
since Mar 26, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Nov 4, 2015 · St. Petersburg, Fl
- N••• F•••••••• G••••• I••• formerApr 28, 2015 to May 12, 2015 · Safety Harbor, Fl
Moves
a registration end followed by a registration begin elsewhere
- N••• F•••••••• G••••• I••• to R•••••• J•••• • A••••••••• I•••left May 12, 2015, registered Nov 4, 2015 (176 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address