DFX Intelligence
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Registered advisor
L••• B••••• Z•••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as L••• Z•••
At current firm
6 y
since Oct 18, 2019
In the industry
27 y
since Feb 10, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 18, 2019 · Daytona Beach, Fl
- W•••• F•••• A••••••• wirehouseApr 12, 2013 to Oct 18, 2019 · Long Beach, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Apr 30, 2013 · Cypress, Ca
- C••••••• I••••••••• S••••••• unclassifiedJan 3, 2003 to May 29, 2007 · Huntington Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Oct 18, 2019, registered Oct 18, 2019 (0 days) · channel change inside one enterprise, not a move · moved with a team
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Apr 30, 2013, registered Apr 12, 2013 (-18 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address