RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B••••• L•••
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Vienna, Va
- O•••• F•• I••• formerNov 6, 2012 to Jan 24, 2025 · Seaford, De
- F••••••• F•••••••• S••••••••• L•• independent RIAMar 18, 2009 to Oct 8, 2012 · Seaford, De
- 1•• G••••• A••••••• I•• formerJan 16, 2000 to Dec 16, 2004 · Seaford, De
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- F••••••• F•••••••• S••••••••• L•• to O•••• F•• I•••left Oct 8, 2012, registered Nov 6, 2012 (29 days) · Other
- 1•• G••••• A••••••• I•• to F••••••• F•••••••• S••••••••• L••left Dec 16, 2004, registered Mar 18, 2009 (1553 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address