DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
H••••• M• S•••••
Feed of 09/15/2026
Also filed as H••••• M• S•••••
At current firm
12 y
since Jan 14, 2014
In the industry
42 y
since Oct 1, 1983 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•• F•••••••• A••••••• independent RIA currentsince Jan 14, 2014 · Media, Pa
- E•• F•••••••• A••••••• independent RIAOct 4, 2007 to Jan 23, 2012 · Media, Pa
- W•••••• A•••• M••••••••• I••• unclassifiedAug 25, 2000 to Sep 20, 2007 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••••• A•••• M••••••••• I••• to E•• F•••••••• A•••••••left Sep 20, 2007, registered Oct 4, 2007 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address