DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jesse Taylor
Feed of 09/14/2026
Also filed as Jess Taylor
At current firm
0 y
since Jul 21, 2026
In the industry
24 y
since Feb 1, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Jul 21, 2026 · Paducah, Ky
- LPL Financial LLC BD affiliatedApr 22, 2021 to Aug 5, 2026 · Paducah, Ky
- Ameriprise Financial Services, LLC national BDJun 27, 2018 to May 14, 2020 · Paducah, Ky
- Investment Professionals, Inc. formerMar 29, 2018 to Sep 25, 2018 · Owensboro, Ky
- Country Trust Bank unclassifiedJun 17, 2005 to Jul 27, 2007 · Metropolis, Il
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to U.S. Bancorp Advisors, LLCleft Aug 5, 2026, registered Jul 21, 2026 (-15 days) · Affiliated broker-dealer or bank to another
- Ameriprise Financial Services, LLC to LPL Financial LLCleft May 14, 2020, registered Apr 22, 2021 (343 days) · Affiliated broker-dealer or bank to another
- Investment Professionals, Inc. to Ameriprise Financial Services, LLCleft Sep 25, 2018, registered Jun 27, 2018 (-90 days) · corporate re-registration, not a move
- Country Trust Bank to Investment Professionals, Inc.left Jul 27, 2007, registered Mar 29, 2018 (3898 days) · Other
Signals
- Jesse Taylor left Lpl Financial Llc for U.S. Bancorp Advisors, Llc (registered 2026-07-21)Aug 5, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address