RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• C•••••• R•••••
- L•• E••••••••• L•• BD affiliated currentsince Aug 13, 2026 · Omaha, Ne
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 17, 2016 to Mar 14, 2017 · Lincoln, Ne
- M•••••• W••••• A••••••• formerApr 12, 2007 to Aug 22, 2007 · Overland Park, Ks
- A••••••• A••••••• S••••••• formerJan 21, 2005 to Oct 24, 2006 · Lincoln, Ne
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• E••••••••• L••left Mar 14, 2017, registered Aug 13, 2026 (3439 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• W••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 22, 2007, registered Feb 17, 2016 (3101 days) · Other
- A••••••• A••••••• S••••••• to M•••••• W••••• A•••••••left Oct 24, 2006, registered Apr 12, 2007 (170 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address