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Registered advisor
O••• K•••• Y•••••••
Feed of 09/14/2026
At current firm
0 y
since Sep 29, 2025
In the industry
27 y
since Feb 4, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 29, 2025 · Honolulu, Hi
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 12, 2020 to Sep 29, 2025 · Honolulu, Hi
- F•••• A••••• A••••••• S•••••••• I••• formerJul 2, 2012 to Nov 12, 2020 · Honlulu, Hi
- F•••• A••••• S••••••••• I••• formerMar 27, 2008 to Jul 2, 2012 · Honolulu, Hi
- L•• F•••••••• L•• BD affiliatedMar 12, 2001 to Dec 11, 2007 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Sep 29, 2025, registered Sep 29, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to F•••• A••••• S••••••••• I•••left Dec 11, 2007, registered Mar 27, 2008 (107 days) · Other
Signals
- O••• K•••• Y••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-09-29)Sep 29, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address