DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E••••• P••••••

C•••••••• G••••• M•••••• I•••BD affiliatedEast Williston, Ny dual registrantIAPD 3175075

Feed of 09/15/2026

Also filed as E••••• Christina Esteves

At current firm

4 y

since Jul 21, 2022

In the industry

27 y

since Mar 22, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Jul 21, 2022 · New York, Ny
C••• P•••••• A•••••••• L•• former
Jul 21, 2022 to Jun 30, 2010 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 2, 2020 to Jul 7, 2022 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Sep 5, 2014 · New York, Ny
C••••••• I••••••••• S••••••• unclassified
Sep 22, 2006 to May 29, 2007 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• P•••••• A•••••••• L••
left Jul 7, 2022, registered Jul 21, 2022 (14 days) · Other
C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 5, 2014, registered Mar 2, 2020 (2005 days) · Other
C••• P•••••• A•••••••• L•• to C•••••••• G••••• M•••••• I•••
left Jun 30, 2010, registered Jul 21, 2022 (4404 days) · corporate re-registration, not a move
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

E••••• P•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C••• P•••••• A•••••••• L•• (registered 2022-07-21)
Jul 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address