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RIA Intelligence
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Registered advisor
S•••• C••••••• C•••••••
Feed of 09/14/2026
At current firm
17 y
since Feb 2, 2009
In the industry
27 y
since Feb 1, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• F•••••••• • T•• S•••••••• L•• state registered currentsince Feb 2, 2009 · Sewell, Nj
- L•• F•••••••• L•• BD affiliatedNov 30, 2006 to Mar 9, 2009 · Pitman, Nj
- S••••••••• A•••••• A•••••••• I••• formerJan 2, 2004 to Dec 5, 2006 · Mickleton, Nj
- R••••••••• S••••••••• I••• unclassifiedMar 7, 2002 to Dec 31, 2003 · Mickleton, Nj
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••••• F•••••••• • T•• S•••••••• L••left Mar 9, 2009, registered Feb 2, 2009 (-35 days) · Other
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Dec 5, 2006, registered Nov 30, 2006 (-5 days) · Other
- R••••••••• S••••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 31, 2003, registered Jan 2, 2004 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address