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Registered advisor
C••••••••• R• S•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Chris S•••••
At current firm
18 y
since Dec 5, 2007
In the industry
27 y
since Mar 19, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••••••••• A••••••• S••••••• I•• independent RIA currentsince Dec 5, 2007 · Vero Beach, Fl
- O•••• W•••••• I••• BD affiliatedJan 31, 2007 to Nov 2, 2007 · Scottsdale, Az
- L•• F•••••••• L•• BD affiliatedMay 15, 2006 to Jan 18, 2007 · Melbourne, Fl
- U•• F•••••••• S••••••• I••• wirehouseApr 19, 1999 to Oct 25, 2005 · Melbourne, Fl
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to P••••••••• A••••••• S••••••• I••left Nov 2, 2007, registered Dec 5, 2007 (33 days) · Other
- L•• F•••••••• L•• to O•••• W•••••• I•••left Jan 18, 2007, registered Jan 31, 2007 (13 days) · Other
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Oct 25, 2005, registered May 15, 2006 (202 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address