DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cheryl Gunar Thompson
Feed of 09/14/2026
Also filed as Cheryl Gunar Thompson
At current firm
6 y
since Jun 24, 2020
In the industry
27 y
since May 28, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ally Invest Advisors independent RIA currentsince Jun 24, 2020 · Charlotte, Nc
- Fifth Third Securities, Inc. BD affiliatedAug 15, 2017 to Oct 7, 2019 · Charlotte, Nc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Apr 29, 2016 · Boston, Ma
- Banc Of America Investment Services, Inc. unclassifiedAug 11, 2008 to Oct 23, 2009 · Charlotte, Nc
- Banc Of America Investment Services, Inc. unclassifiedDec 17, 2002 to Apr 3, 2007 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Fifth Third Securities, Inc. to Ally Invest Advisorsleft Oct 7, 2019, registered Jun 24, 2020 (261 days) · Affiliated broker-dealer or bank to independent RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fifth Third Securities, Inc.left Apr 29, 2016, registered Aug 15, 2017 (473 days) · Other
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address