DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ted Ross Emerson

Osaic Wealth, Inc.BD affiliatedOverland Park, Ks dual registrantIAPD 3180266

Feed of 09/14/2026

At current firm

0 y

since Nov 21, 2025

In the industry

27 y

since Mar 18, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Nov 21, 2025 · Overland Park, Ks
Oppenheimer & Co. Inc. BD affiliated
Nov 28, 2014 to Nov 21, 2025 · Leawood, Ks
Ameriprise Financial Services, LLC national BD
Oct 5, 2009 to Dec 8, 2014 · Hutchinson, Ks
Ameriprise Advisor Services, Inc. unclassified
Oct 22, 2008 to Oct 5, 2009 · Hutchinson, Ks
Oppenheimer & Co. Inc. BD affiliated
Apr 21, 2006 to Nov 4, 2008 · Hutchinson, Ks
A. G. Edwards & Sons, Inc. unclassified
Sep 9, 1999 to Apr 24, 2006 · Hutchinson, Ks

Moves

a registration end followed by a registration begin elsewhere

Oppenheimer & Co. Inc. to Osaic Wealth, Inc.
left Nov 21, 2025, registered Nov 21, 2025 (0 days) · Affiliated broker-dealer or bank to another
Ameriprise Financial Services, LLC to Oppenheimer & Co. Inc.
left Dec 8, 2014, registered Nov 28, 2014 (-10 days) · Other
Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLC
left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Oppenheimer & Co. Inc. to Ameriprise Advisor Services, Inc.
left Nov 4, 2008, registered Oct 22, 2008 (-13 days) · Other
A. G. Edwards & Sons, Inc. to Oppenheimer & Co. Inc.
left Apr 24, 2006, registered Apr 21, 2006 (-3 days) · Other

Signals

Ted Ross Emerson left Oppenheimer & Co. Inc. for Osaic Wealth, Inc. (registered 2025-11-21)
Nov 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address