RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• M•••••• H•••••
- F••• R••••• F•••••••• A•••••••• L•• state registered currentsince Jun 30, 2008 · North East, Md
- I• A••••••• S•••••••• I••• formerJun 2, 2006 to Oct 8, 2007 · Bridgewater, Nj
- T•• I••••••••• C•••••• I••• unclassifiedJan 1, 2001 to Oct 2, 2006 · North East, Md
- I• A••••••• S•••••••• I••• to F••• R••••• F•••••••• A•••••••• L••left Oct 8, 2007, registered Jun 30, 2008 (266 days) · Other
- T•• I••••••••• C•••••• I••• to I• A••••••• S•••••••• I•••left Oct 2, 2006, registered Jun 2, 2006 (-122 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address